BATS Exchange Receives SEC Approval for Innovative Market Maker ProgramSacramento Bee 6, 2012 /PRNewswire/ -- BATS Global Markets, a global operator of stock and options markets, today announced it had received approval from the US Securities and Exchange Commission (SEC) to implement its new Competitive Liquidity Provider (CLP) program ...and more »
OTC Markets Group Reports 2011 Trading Statistics & HighlightsMarketWatch (press release) During 2012, OTC Markets Group's OTC Link subsidiary plans to become a broker-dealer member of the Financial Industry Regulatory Authority (FINRA®) and subsequently register with the Securities and Exchange Commission (SEC) as an Alternative Trading ...and more »